Registrant Law

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Address

130 Adelaide Street West, Suite 2929
Toronto, ON M5H 1T1
(647) 402 - 7729

nancy@registrantlaw.com
http://www.registrantlaw.com

Principal Contacts

Nancy Mehrad
nancy@registrantlaw.com
(647) 402 - 7729



Practical, solution-oriented advice

Registrant Law is a boutique law firm in the Toronto area providing quality, practical, and cost-effective securities law and regulatory compliance advice to portfolio managers, dealers, and investment fund managers in Canada. We provide pragmatic advice, geared towards finding solutions for our clients.

Securities Law Advice

  • Advice on securities law obligations
  • Registration of firms and individuals
  • Commercial contracts
  • Client agreements, disclosures, & forms
  • Advice on product development
  • Exemptive relief applications
  • Advocacy efforts

Regulatory Compliance Advice

  • Ongoing regulatory compliance advice, including fixed-fee packages
  • Compliance manual (new & updates)
  • Compliance with new or revised legislations (e.g. Client Focused Reforms)
  • Training
  • Marketing and sales communication reviews
  • Audit & firm compliance reviews
  • Anti-Money Laundering, including two-year effectiveness reviews and risk assessments
  • Independent compliance consultant engagement following a regulatory decision